Prudential Securities - PDFSEARCH.IO - Document Search Engine

Prudential Securities
Results: 172

#	Item
141	Division of Corporation Finance No-Action Letter: Prudential Financial, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-03-05 11:43:54 Insurance Prudential Financial Financial regulation Financial services Securities Act Regulation D Securities Exchange Act Prudential plc United States Securities and Exchange Commission 73rd United States Congress United States securities law
142	Prudential sourcebook for Investment Firms IFPRU Contents Prudential sourcebook for Investment Firms Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2014-08-05 09:13:38 European Union directives Investment Economics European Union Financial regulation Markets in Financial Instruments Directive Valuation Undertakings for Collective Investment in Transferable Securities Directives Finance Financial economics Financial markets
143	Over-the-Counter (OTC) CFD Transactions （Purpose） These statistics publish figures on Over-the-Counter (OTC) CFD transactions (limited to securities-related ones) conducted by JSDA members with the aim of improving t Add to Reading List Source URL: www.jsda.or.jp Language: English - Date: 2013-04-02 20:00:52 Finance Financial markets Contract for difference Over-the-counter Futures contract First Prudential Markets Financial economics Stock market Investment
144	Prudential sourcebook for Investment Firms IFPRU Contents Prudential sourcebook for Investment Firms Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2014-08-05 09:41:28 European Union directives Investment Economics European Union Financial regulation Markets in Financial Instruments Directive Valuation Undertakings for Collective Investment in Transferable Securities Directives Finance Financial economics Financial markets
145	PDF Document Add to Reading List Source URL: www.gov.uk Language: English - Date: 2013-07-01 09:44:14 United Kingdom Joint Forum Economics Securities Commission Financial Conduct Authority Finance International Organization of Securities Commissions Prudential Regulation Authority Basel Committee on Banking Supervision Financial regulation Economy of the United Kingdom International finance institutions
146	PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA[removed]WWW.ROPESGRAY.COM September 12, 2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-13 09:04:14 Late-2000s financial crisis Administrative law Commodity Futures Trading Commission Derivative Dodd–Frank Wall Street Reform and Consumer Protection Act Rulemaking Futures contract U.S. Securities and Exchange Commission Swaption Financial economics Financial system Finance
147	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No[removed]; [removed]Prudential Investments LLC, et al.; Notice of Application May 29, 2014 Agency: Securities and Exchange Commission (“Commission” Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-30 10:06:35 Funds Financial services Financial markets Exchange-traded fund Security Mutual fund Net asset value Bond Depository Trust & Clearing Corporation Financial economics Investment Finance
148	Prudential Supervision of Collective Investment Undertakings GZ FMA-IF25[removed]INV/2012 DEPARTMENT (To be quoted in further correspondence) Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2013-02-12 08:17:37 Financial services Funds Financial markets Alternative investment management companies Undertakings for Collective Investment in Transferable Securities Directives Collective investment scheme Structured product Hedge fund Derivative Financial economics Investment Economics
149	~ ...._.... Prudential Richard B. Rogers Managing Director Prudential Fix~d Income Management Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-29 15:53:34 Structured finance Investment Mortgage-backed security United States housing bubble Securitization Tranche Asset-backed security Commercial mortgage-backed security Residential mortgage-backed security Fixed income securities Financial economics Finance
150	Administrative Proceeding: JOHN S. PEFFER; Release No[removed]; IA-2461; File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-15 17:58:19 73rd United States Congress United States Securities and Exchange Commission Investment 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Prudential Financial Financial adviser Securities Exchange Act United States securities law Financial economics Finance

UPDATE